Regulatory references under SMCR: what you need to know – Kingsley Napley Employment Law Blog
‘First introduced for banks and insurers in March 2017, regulatory references are now a requirement for all firms regulated by the Financial Conduct Authority and Prudential Regulation Authority, under the senior manager and certification regime.’
Kingsley Napley Employment Law Blog, 12th February 2024
Source: www.kingsleynapley.co.uk