FSA “did not establish misconduct” from alleged CEO compliance failures, tribunal says – OUT-LAW.com

Posted April 26th, 2012 in appeals, financial regulation, fines, news, tribunals by sally

“The financial services regulator ‘did not establish its case’ that the former chief executive of a large investment bank had committed misconduct through his alleged failure to adequately supervise compliance issues.”

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OUT-LAW.com, 26th April 2012

Source: www.out-law.com