The FSA’s Investigations and Enforcement Regime Challenge in the Tribunal – Thirty Nine Essex Street

Posted March 19th, 2012 in financial services ombudsman, news, tribunals by sally

“The Tribunal’s function under the Financial Services and Markets Act 2000 is to:
‘determine what (if any) is the appropriate action for the decision-maker [i.e. the Financial services Authority] to take in relation to the matter referred … to it’ (section 133(5)).”

Full story (PDF)

Thirty Nine Essex Street, 21st February 2012