Credit Suisse salesman fined £210,000 by FSA – The Guardian

Posted March 14th, 2012 in banking, confidentiality, financial regulation, fines, news by sally

“A senior salesman at Credit Suisse has been fined £210,000 by the Financial Services Authority for playing a guessing game with clients to enable them to identify private information about a forthcoming bond issue.”

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The Guardian, 13th March 2012