‘A fine served on an online broker shows that financial firms should not rely solely on group-wide controls and surveillance systems to pick up on suspicious transactions, an expert has said.’
OUT-LAW.com, 30th January 2018
Source: www.out-law.com
‘A fine served on an online broker shows that financial firms should not rely solely on group-wide controls and surveillance systems to pick up on suspicious transactions, an expert has said.’
OUT-LAW.com, 30th January 2018
Source: www.out-law.com