FCA fines Merrill Lynch £34.5m for reporting failure – OUT-LAW.com

Posted October 24th, 2017 in banking, financial regulation, fines, news by sally

‘The UK’s Financial Conduct Authority (FCA) has fined Merrill Lynch International £34.5 million for failing to report 68.5 million exchange traded derivative (ETD) transactions over a two-year period.’

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OUT-LAW.com, 23rd October 2017

Source: www.out-law.com