Fitness to Practice, Integrity: should you be able to buy a used car from this person? – 11 KBW

Posted November 7th, 2012 in financial advice, fraud, legal profession, mortgages, news, professional conduct by sally

“An important function for regulators of the professions is to ensure that the ‘wrong’ people do not tarnish the reputation and standing of their peers. In this paper, I shall discuss some recent examples of professional misconduct, and identify some common threads between different regulatory regimes”

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11 KBW, 31st October 2012